Balancing the scale: The technology v compliance trade-off. 3 tips to improve your compliance efficiency & effectiveness by 3 fold in 3 months.


In this session, Samantha Clarke, the CEO of Advice RegTech will share her top tips for Principals, Advisers and Support Staff, to raise the effectiveness and efficiency of compliance within your AFSLs. She’ll bring to life case studies for each role, on how to reduce the day-to-day burden of compliance thanks to advances in regulatory technology, using platforms like Advice RegTech’s SAMI solution.