CPD POINTS: 0.75
$20
In this session, Samantha Clarke, the CEO of Advice RegTech will share her top tips for Principals, Advisers and Support Staff, to raise the effectiveness and efficiency of compliance within your AFSLs. She’ll bring to life case studies for each role, on how to reduce the day-to-day burden of compliance thanks to advances in regulatory technology, using platforms like Advice RegTech’s SAMI solution.
Co-Founder and CEO, Advice RegTech
CPD
| Association | CPD Points | ASIC Competency | FASEA CPD Areas | RG146 | Accreditation Number |
| AFA | 0.5 | Client care and Pracitice | Practice management | ||
| AIOFP | 0.67 | Generic Knowledge | Regulatory Compliance & Consumer Protection | AFPA1RC2021014 | |
| FPA | 0.75 | Financial Planning (0.25 hour) Generic Knowledge (0.25 hour) Skill Requirements (0.25 hour) | Client care and practice (0.50 hour) General (0.25 hour) | 023533 |
