Richard Hopkin, associate at Cowell Clarke Commercial Lawyers, will talk about how technology is key to compliance, and how online tools can alleviate the pressures of practice management in a heavily regulated environment.
In this session, you will learn:
- The benefits (and pitfalls) of using technology-driven compliance solutions.
- Tech in practice: How advisers can implement and incorporate compliance tech into their practices, to reduce friction and drive positive outcomes.
- What ASIC thinks about technology-driven solutions, and what’s on the regulator’s mind at the moment.
ASIC Competency: Generic Knowledge FASEA Category: Client Care & Practice 0.17 AFPA1CP202106276
ASIC Knowledge Requirements: 0.25 Financial Planning (0.25 hour) FPA CPD AREAS: Client care and practice (0.25 hour)